Filing Details
- Accession Number:
- 0001772695-22-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-24 17:32:43
- Reporting Period:
- 2022-03-22
- Accepted Time:
- 2022-03-24 17:32:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1772695 | Sunnova Energy International Inc. | NOVA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1675877 | Lawrence Robert Lane | 20 Greenway Plaza, Suite 540 Houston TX 77046 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-22 | 4,901 | $0.00 | 92,614 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-23 | 1,850 | $25.05 | 90,764 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2022-03-22 | 28,287 | $0.00 | 28,287 | $0.00 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Acquisiton | 2022-03-22 | 24,542 | $0.00 | 24,542 | $25.63 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Acquisiton | 2022-03-22 | 25,492 | $0.00 | 25,492 | $28.19 |
| Common Stock | Restricted Stock Units | Disposition | 2022-03-22 | 4,901 | $0.00 | 4,901 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,287 | No | 4 | A | Direct | ||
| 24,542 | 2032-03-22 | No | 4 | A | Direct | |
| 25,492 | 2032-03-22 | No | 4 | A | Direct | |
| 14,704 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,000 | Indirect | By Trust |
Footnotes
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock").
- The sale of such shares of Common Stock was authorized by the reporting person in order to meet tax obligations upon vesting March 22, 2022 and further settlement.
- These RSUs were awarded under the Sunnova Energy International Inc. 2019 Long-Term Incentive Plan ("Plan") and vest 25% on the second anniversary of the date of grant, and remaining 75% on the third anniversary beginning March 22, 2024. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest.
- These Nonqualified Stock Options ("Options") were granted under the Plan and vest 25% on the second anniversary of the date of grant, and remaining 75% on the third anniversary.
- These RSU's were awarded under the Plan and will vest 25% on the first anniversary of the date of grant, 25% on the second anniversary, and 50% on the third anniversary beginning on March 22, 2022. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest.
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