Filing Details

Accession Number:
0001637655-22-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-24 16:48:17
Reporting Period:
2022-03-22
Accepted Time:
2022-03-24 16:48:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1637655 Horizon Global Corp HZN () 1231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1098541 C John Kennedy C/O Horizon Global Corporation
47912 Halyard Drive, Ste. 100
Plymouth MI 48170
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-22 5,016 $5.11 847,705 No 4 P Direct
Common Stock Acquisiton 2022-03-23 2,600 $5.21 850,305 No 4 P Direct
Common Stock Acquisiton 2022-03-24 2,800 $5.35 853,105 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 278,283 Indirect See Footnote
Footnotes
  1. Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.01 to $5.30 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.12 to $5.31 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.25 to $5.41 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. Shares held by a limited liability company. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.