Filing Details
- Accession Number:
- 0001144204-11-033623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-01 21:12:43
- Reporting Period:
- 2011-05-25
- Filing Date:
- 2011-06-01
- Accepted Time:
- 2011-06-01 21:12:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326190 | Pharmathene Inc | PIP | Pharmaceutical Preparations (2834) | 202726770 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409487 | D Valerie Riddle | C/O Pharmathene, Inc. One Park Place, Suite 450 Annapolis MD 21401 | Svp, Medical Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2011-05-25 | 4,775 | $2.96 | 54,565 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2011-05-25 | 4,775 | $3.75 | 49,790 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2011-05-31 | 3,438 | $2.46 | 53,228 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2011-05-31 | 3,438 | $4.00 | 49,790 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2011-05-31 | 5,354 | $4.01 | 44,436 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase | Disposition | 2011-05-25 | 4,775 | $0.00 | 4,775 | $2.96 |
| Common Stock | Option to purchase | Disposition | 2011-05-31 | 3,438 | $0.00 | 3,438 | $2.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,317 | 2013-10-14 | No | 4 | M | Direct | |
| 20,627 | 2019-01-21 | No | 4 | M | Direct |
Footnotes
- The transactions reported hereon have been effected pursuant to the Reporting Person's 10b5-1 Plan.
- The option exercised is part of a October 14, 2003 grant of options to purchase an aggregate of 19,092 shares, which is fully vested.
- The option exercised is part of a January 21, 2009 grant of options to purchase an aggregate of 27,503 shares, which vests over a 4 year period with 25% each vesting on the first, second, third and fourth anniversaries of the grant date.
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