Filing Details

Accession Number:
0001127602-22-010251
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-23 17:23:47
Reporting Period:
2022-03-21
Accepted Time:
2022-03-23 17:23:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544302 Doug Jones C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
President & Chief Mtg Bkg Ofcr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-03-21 19,314 $54.77 68,063 No 4 S Direct
Common Stock Disposition 2022-03-21 700 $55.63 67,363 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300,000 Indirect Jones A LLC
Common Stock 300,000 Indirect Jones B LLC
Common Stock 19,192 Indirect The Jones Family Trust
Footnotes
  1. These shares of Common Stock were sold pursuant to a 10b5-1 plan.
  2. The price reported is the weighted average price of multiple transactions ranging from $54.48 to $55.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  3. The reported amount consists of 25,909 restricted stock units and 42,154 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  4. The price reported is the weighted average price of multiple transactions ranging from $55.53 to $55.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  5. The reported amount consists of 25,909 restricted stock units and 41,454 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.