Filing Details
- Accession Number:
- 0001209191-22-020789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-23 16:37:45
- Reporting Period:
- 2022-03-22
- Accepted Time:
- 2022-03-23 16:37:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1145986 | Aspen Aerogels Inc | ASPN | Wholesale-Lumber & Other Construction Materials (5030) | 043559972 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472399 | M. Robert Gervis | C/O Aspen Aerogels, Inc. 30 Forbes Road, Building B Northborough MA 01532 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-22 | 135,870 | $33.12 | 352,483 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 72,491 | Indirect | Held by Robert Gervis 2014 Grantor Retained Annuity Trust |
Footnotes
- All 135,870 shares were purchased by Mr. Gervis from the issuer in the issuer's at-the-market offering pursuant to the issuer's at-the-market sales agreement
- Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.