Filing Details

Accession Number:
0001209191-22-020789
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-23 16:37:45
Reporting Period:
2022-03-22
Accepted Time:
2022-03-23 16:37:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145986 Aspen Aerogels Inc ASPN Wholesale-Lumber & Other Construction Materials (5030) 043559972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472399 M. Robert Gervis C/O Aspen Aerogels, Inc.
30 Forbes Road, Building B
Northborough MA 01532
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-22 135,870 $33.12 352,483 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 72,491 Indirect Held by Robert Gervis 2014 Grantor Retained Annuity Trust
Footnotes
  1. All 135,870 shares were purchased by Mr. Gervis from the issuer in the issuer's at-the-market offering pursuant to the issuer's at-the-market sales agreement
  2. Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.