Filing Details
- Accession Number:
- 0000921895-11-001159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-01 20:10:32
- Reporting Period:
- 2011-05-03
- Filing Date:
- 2011-06-01
- Accepted Time:
- 2011-06-01 20:10:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1294649 | Globaloptions Group Inc. | GLOI.OB | Services-Management Consulting Services (8742) | 300342273 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1426358 | P. John Oswald | 75 Rockefeller Plaza, 27Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-03 | 25,000 | $1.99 | 32,310 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-03 | 25,000 | $1.65 | 57,310 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-01 | 44,641 | $2.60 | 12,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-01 | 38,137 | $2.60 | 10,822 | No | 4 | S | Indirect | Capital Trust Investments Limited |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Capital Trust Investments Limited |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-05-03 | 25,000 | $0.00 | 25,000 | $1.99 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-05-03 | 25,000 | $0.00 | 25,000 | $1.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-01 | No | 4 | M | Direct | |
| 0 | 2015-01-01 | No | 4 | M | Direct |
Footnotes
- These shares were sold to the Issuer through a tender offer by the Issuer for up to 7,500,000 shares of its common stock at $2.60 per share.
- Mr. Oswald is the Director of Capital Trust Investments Limited and may be deemed to be the beneficial owner of the shares held by Capital Trust Investments Limited. Mr. Oswald disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- 1/4 of the options vested on each of March 31, 2009, June 30, 2009, September 30, 2009 and December 31, 2009.
- 1/4 of the options vested on each of March 31, 2010, June 30, 2010, September 30, 2010 and December 31, 2010.
Billionaire Hedge Funds
