Filing Details

Accession Number:
0001213900-22-014288
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-22 21:33:41
Reporting Period:
2022-03-18
Accepted Time:
2022-03-22 21:33:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786108 Trinity Capital Inc. TRIN () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796793 Louis Steve Brown C/O Trinity Capital Inc.
1 N. 1St Street, 3Rd Floor
Phoenix AZ 85004
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-18 1,550 $18.27 523,010 No 4 P Indirect By The Steven and Patricia Brown Family Trust, dated March 19, 1998
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By The Steven and Patricia Brown Family Trust, dated March 19, 1998
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 431,777 Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $18.27 to $18.28 per share, inclusive. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.
  2. Includes shares acquired pursuant to the Company's distribution reinvestment plan.
  3. Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.
  4. Includes 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.