Filing Details
- Accession Number:
- 0001225208-22-004988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-22 20:09:41
- Reporting Period:
- 2022-03-22
- Accepted Time:
- 2022-03-22 20:09:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204551 | A Michael Mussallem | One Edwards Way Irvine CA 92614 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-22 | 45,050 | $21.76 | 124,322 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-03-22 | 2,300 | $109.79 | 122,022 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-03-22 | 3,000 | $110.86 | 119,022 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-03-22 | 4,301 | $112.06 | 114,721 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-03-22 | 12,500 | $0.00 | 102,221 | No | 4 | G | Direct | |
Common Stock | Disposition | 2022-03-22 | 22,949 | $112.87 | 79,272 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-03-22 | 12,500 | $0.00 | 3,381,517 | No | 4 | G | Indirect | By Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Indirect | By Living Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2022-03-22 | 45,050 | $0.00 | 45,050 | $21.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
90,100 | 2015-06-14 | 2022-05-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 371,713 | Indirect | 401(k) |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.
- This transaction was executed in multiple trades at prices ranging from $109.38 to $110.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $110.44 to $111.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $111.49 to $112.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $112.50 to $113.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Reflects shares represented on the most recent statement of the Issuer's 401(k) Plan Administrator.