Filing Details
- Accession Number:
- 0001209191-11-032373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-01 19:58:44
- Reporting Period:
- 2011-05-27
- Filing Date:
- 2011-06-01
- Accepted Time:
- 2011-06-01 19:58:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1009626 | Brocade Communications Systems Inc | BRCD | Computer Peripheral Equipment, Nec (3577) | 770409517 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229129 | Michael Klayko | 130 Holger Way San Jose CA 95134 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-27 | 50,000 | $6.57 | 663,306 | No | 4 | S | Indirect | By Trust |
Common Stock | Acquisiton | 2011-05-31 | 3,750 | $4.28 | 667,056 | No | 5 | J | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 5 | J | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 286,982 | Direct | |
Common Stock | 22,889 | Indirect | By daughter |
Footnotes
- Reflects shares held by the Klayko Living Trust, over which the Reporting Person and his spouse exercise investment and voting control.
- Voluntary filing for an automatic purchase under Brocade's 2009 Employee Stock Purchase Plan. Pursuant to the terms and conditions of that plan, shares are purchased at 85% of the Fair Market Value on the Offering Date or on the Exercise Date, whichever is lower. The purchase was exempt from Section 16(b) under Rule 16b-3(c).
- Shares were acquired directly by the Reporting Person pursuant to Brocade's 2009 Employee Stock Purchase Plan and were immediately transferred to the Klayko Living Trust, over which the Reporting Person and his spouse exercise investment and voting control.