Filing Details
- Accession Number:
- 0001209191-22-020333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-21 18:20:27
- Reporting Period:
- 2022-03-17
- Accepted Time:
- 2022-03-21 18:20:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1802768 | Royalty Pharma Plc | RPRX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016835 | B Rory Riggs | C/O Royalty Pharma Plc 110 E. 59Th Street New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2022-03-17 | 4,897 | $0.00 | 597,645 | No | 4 | J | Direct | |
Class A Ordinary Shares | Acquisiton | 2022-03-17 | 64,067 | $0.00 | 661,712 | No | 4 | J | Direct | |
Class A Ordinary Shares | Disposition | 2022-03-17 | 229,626 | $0.00 | 72,348 | No | 4 | J | Indirect | By New Ventures Select |
Class A Ordinary Shares | Disposition | 2022-03-17 | 1,075,178 | $0.00 | 40,560 | No | 4 | J | Indirect | By New Ventures I LLC |
Class A Ordinary Shares | Disposition | 2022-03-17 | 531,684 | $0.00 | 141,368 | No | 4 | J | Indirect | By New Ventures III LLC |
Class A Ordinary Shares | Disposition | 2022-03-18 | 46,803 | $39.38 | 25,545 | No | 4 | S | Indirect | By New Ventures Select |
Class A Ordinary Shares | Disposition | 2022-03-18 | 26,238 | $39.38 | 14,322 | No | 4 | S | Indirect | By New Ventures I LLC |
Class A Ordinary Shares | Disposition | 2022-03-18 | 56,181 | $39.77 | 85,187 | No | 4 | S | Indirect | By New Ventures III LLC |
Class A Ordinary Shares | Disposition | 2022-03-21 | 25,545 | $39.05 | 0 | No | 4 | S | Indirect | By New Ventures Select |
Class A Ordinary Shares | Disposition | 2022-03-21 | 14,322 | $39.05 | 0 | No | 4 | S | Indirect | By New Ventures I LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | By New Ventures Select |
No | 4 | J | Indirect | By New Ventures I LLC |
No | 4 | J | Indirect | By New Ventures III LLC |
No | 4 | S | Indirect | By New Ventures Select |
No | 4 | S | Indirect | By New Ventures I LLC |
No | 4 | S | Indirect | By New Ventures III LLC |
No | 4 | S | Indirect | By New Ventures Select |
No | 4 | S | Indirect | By New Ventures I LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Ordinary Shares | 15,000 | Indirect | By Spouse |
Footnotes
- Pro rata distribution from New Ventures Select, of which the Reporting Person has voting and investment control.
- Pro rata distribution from a limited liability company of which the Reporting Person is a member.
- Pro rata distribution from New Ventures I LLC, of which the Reporting Person has voting and investment control.
- New Ventures Select distributed these shares to its members on a pro rata basis, for no consideration.
- New Ventures I LLC distributed these shares to its members on a pro rata basis, for no consideration.
- New Ventures III LLC distributed these shares to its members on a pro rata basis, for no consideration.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.20 to $39.70 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.21 to $39.71 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.71 to $39.30 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.