Filing Details
- Accession Number:
- 0001866377-22-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-21 17:28:40
- Reporting Period:
- 2022-03-17
- Accepted Time:
- 2022-03-21 17:28:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1583708 | Sentinelone Inc. | S | Services-Prepackaged Software (7372) | 990385461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1866377 | Nicholas Warner | C/O Sentinelone, Inc. 444 Castro Street, Suite 400 Mountain View CA 94041 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-03-17 | 199,558 | $0.00 | 200,734 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2022-03-18 | 10,000 | $0.65 | 210,734 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2022-03-18 | 10,000 | $40.00 | 200,734 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (right to buy) | Disposition | 2022-03-18 | 10,000 | $0.00 | 10,000 | $0.65 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2022-03-18 | 10,000 | $0.00 | 10,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2022-03-18 | 10,000 | $0.00 | 10,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
658,821 | 2027-08-01 | No | 4 | M | Direct | |
10,000 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Represents restricted stock units ("RSUs") that shall vest 1/16th of the total RSUs on May 5, 2022 (the "First Vesting Date") and thereafter vests as to 1/16th of the RSUs on each third Vesting Date, defined as the 5th calendar day of each month, following the First Vesting Date, until fully vested, subject to the Reporting Person's continued service through each vesting date.
- Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.
- The stock option is fully vested.
- Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,
- (continued from footnote 5) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten.