Filing Details
- Accession Number:
- 0001104659-22-036141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-21 16:35:45
- Reporting Period:
- 2022-03-18
- Accepted Time:
- 2022-03-21 16:35:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1769617 | Harborone Bancorp Inc. | HONE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1675260 | W. James Blake | C/O Harborone Bancorp, Inc. 770 Oak Street Brockton MA 02301 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-18 | 16,438 | $9.79 | 305,278 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-03-18 | 33,562 | $8.98 | 338,840 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-18 | 50,000 | $14.39 | 288,840 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-03-18 | 16,438 | $0.00 | 16,438 | $9.79 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-03-18 | 33,562 | $0.00 | 33,562 | $8.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-11-26 | No | 4 | M | Direct | |
| 339,442 | 2029-02-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2022.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.205 to 14.82, inclusive.
- The options vested in three annual installments on November 26, 2019, November 26, 2020 and November 26, 2021.
- The options vested in three annual installments on February 27, 2020, February 27, 2021 and February 27, 2022.
Billionaire Hedge Funds
