Filing Details
- Accession Number:
- 0001209191-22-020211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-21 15:01:19
- Reporting Period:
- 2022-03-18
- Accepted Time:
- 2022-03-21 15:01:19
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604588 | S Christine Wheatley | The Kroger Co. 1014 Vine Street Cincinnati OH 45202 | Group Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-18 | 16,000 | $24.67 | 145,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-18 | 16,000 | $55.62 | 129,001 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-18 | 30,000 | $24.67 | 159,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-18 | 30,000 | $55.50 | 129,001 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-18 | 19,980 | $38.33 | 148,981 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-18 | 19,980 | $55.39 | 129,001 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-18 | 25,889 | $37.48 | 154,890 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-18 | 25,889 | $55.44 | 129,001 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-18 | 4,000 | $13.45 | 133,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-18 | 4,000 | $55.43 | 129,001 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-18 | 8,000 | $10.98 | 137,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-18 | 8,000 | $55.49 | 129,001 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-18 | 12,000 | $18.88 | 141,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-18 | 12,000 | $55.60 | 129,001 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2022-03-18 | 8,000 | $0.00 | 8,000 | $10.98 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2022-03-18 | 4,000 | $0.00 | 4,000 | $13.45 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2022-03-18 | 12,000 | $0.00 | 12,000 | $18.88 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2022-03-18 | 30,000 | $0.00 | 30,000 | $24.67 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2022-03-18 | 16,000 | $0.00 | 16,000 | $24.67 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2022-03-18 | 19,980 | $0.00 | 19,980 | $38.33 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2022-03-18 | 25,889 | $0.00 | 25,889 | $37.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-07-12 | No | 4 | M | Direct | |
| 0 | 2022-12-06 | No | 4 | M | Direct | |
| 0 | 2023-07-15 | No | 4 | M | Direct | |
| 0 | 2024-07-15 | No | 4 | M | Direct | |
| 0 | 2024-07-15 | No | 4 | M | Direct | |
| 0 | 2025-07-15 | No | 4 | M | Direct | |
| 0 | 2026-07-13 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.54 to $55.68, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.37 to $55.65, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.32 to $55.46, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.34 to $55.60, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.38 to $55.50, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.40 to $55.64, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.54 to $55.68, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
- These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a three-year period, at the rate of 33% per year commencing one year after the date of grant.
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