Filing Details
- Accession Number:
- 0001209191-22-020173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-18 21:56:20
- Reporting Period:
- 2022-03-16
- Accepted Time:
- 2022-03-18 21:56:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1708176 | Hall Of Fame Resort & Entertainment Co | HOFV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575602 | J. James Dolan | 780 Fifth Avenue South Naples FL 34102 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-16 | 40,000 | $1.01 | 272,605 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-03-16 | 20,000 | $1.04 | 20,000 | No | 4 | P | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 539,720 | Indirect | Gordon Pointe Management LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $1.40 | 2020-11-18 | 2025-11-18 | 60,000 | 60,000 | Direct |
| Common Stock | Convertible Notes due 2025 | $6.90 | 2020-07-01 | 2025-03-31 | 72,465 | 0 | Indirect |
| Common Stock | Warrants | $11.50 | 2020-07-31 | 0 | 985,408 | Direct | |
| Common Stock | Warrants | $11.50 | 2020-07-31 | 0 | 461,686 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-11-18 | 60,000 | 60,000 | Direct |
| 2025-03-31 | 72,465 | 0 | Indirect |
| 0 | 985,408 | Direct | |
| 0 | 461,686 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.01 to $1.02, inclusive. The reporting person undertakes to provide to Hall of Fame Resort & Entertainment Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Company shall fix a date for the redemption of the warrants in accordance with the warrant terms.
- Each warrant represents the right to purchase 1.421333 shares of the Company's common stock.
Billionaire Hedge Funds
