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Filing Details

Accession Number:: 0001482981-22-000020
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-18 17:23:57
Reporting Period:: 2022-03-16

Accepted Time:: 2022-03-18 17:23:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1482981	Vita Coco Company Inc.	COCO	()	MA

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1206513	F Martin Roper	250 Park Avenue South, 7Th Floor New York NY 10003	Co-Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-03-16	50,000	$8.45	50,000	No	4	P	Indirect	By Spouse
Common Stock	Acquisiton	2022-03-17	25,000	$9.05	75,000	No	4	P	Indirect	By Spouse
Common Stock	Acquisiton	2022-03-18	25,000	$9.06	100,000	No	4	P	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spouse
No	4	P	Indirect	By Spouse
No	4	P	Indirect	By Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	435,435	Direct
Common Stock	434,525	Indirect	By Christopher G. Roper Exempt Family Trust
Common Stock	434,525	Indirect	By Peter S. Roper Exempt Family Trust
Common Stock	434,525	Indirect	By Thomas L. Roper Exempt Family Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$10.18	2031-01-11	40,950	40,950	Direct
Common Stock	Stock Option (Right to Buy)	$10.18	2029-09-19	579,670	579,670	Direct
Common Stock	Stock Option (Right to Buy)	$15.00	2031-10-20	298,507	298,507	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-01-11	40,950	40,950	Direct
2029-09-19	579,670	579,670	Direct
2031-10-20	298,507	298,507	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.28 to $8.81, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.78 to $9.25, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.92 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The stock option vests in two equal installments on January 11, 2023 and January 11, 2025.
The stock option vests upon certain events, including (i) an initial public offering and (ii) (a) if the equity value of the Issuer (defined as enterprise value less net debt) is equal to or greater than $1 billion USD at the time of the initial public offering, or (b) the total market cap of the Issuer (defined as total Issuer shares outstanding multiplied by trading price) is equal to or greater than $1 billion USD for a period of at least ninety days post-initial public offering.
The stock option vests in four equal annual installments beginning on November 27, 2022.