Filing Details
- Accession Number:
- 0001062993-22-008141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-18 17:14:40
- Reporting Period:
- 2021-03-03
- Accepted Time:
- 2022-03-18 17:14:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1671858 | Silverback Therapeutics Inc. | SBTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225480 | D Jonathan Root | 1460 El Camino Real Suite 100 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-03 | 350 | $52.07 | 350 | No | 4 | P | Indirect | Directly owned by Spouse |
Common Stock | Acquisiton | 2021-11-15 | 2,014 | $8.85 | 2,364 | No | 4 | P | Indirect | Directly owned by Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Directly owned by Spouse |
No | 4 | P | Indirect | Directly owned by Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,069,167 | Indirect | Directly owned by USVP X |
Common Stock | 105,012 | Indirect | Directly owned by AFF X |
Common Stock | 95,238 | Direct |
Footnotes
- Shares are being reported following the discovery that shares of the issuer were purchased in discretionary IRA accounts held by the spouse of the reporting person. The reporting person is not an owner of such IRA accounts. The total in Column 5 of Table I does not reflect previously reported transactions that occurred after 3/3/2021.
- Presidio Management Group XII, L.L.C. (PMG XII), the general partner of U.S. Venture Partners XII, L.P. and U.S. Venture Partners XII-A, L.P. (together, USVP XII), has sole voting and dispositive power with respect to the shares held by USVP XII. The reporting person is a managing member of PMG XII, and shares voting and dispositive power with respect to the shares held by USVP XII. The reporting person disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.