Filing Details

Accession Number:
0001062993-22-008141
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-18 17:14:40
Reporting Period:
2021-03-03
Accepted Time:
2022-03-18 17:14:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1671858 Silverback Therapeutics Inc. SBTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225480 D Jonathan Root 1460 El Camino Real
Suite 100
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-03 350 $52.07 350 No 4 P Indirect Directly owned by Spouse
Common Stock Acquisiton 2021-11-15 2,014 $8.85 2,364 No 4 P Indirect Directly owned by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Directly owned by Spouse
No 4 P Indirect Directly owned by Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,069,167 Indirect Directly owned by USVP X
Common Stock 105,012 Indirect Directly owned by AFF X
Common Stock 95,238 Direct
Footnotes
  1. Shares are being reported following the discovery that shares of the issuer were purchased in discretionary IRA accounts held by the spouse of the reporting person. The reporting person is not an owner of such IRA accounts. The total in Column 5 of Table I does not reflect previously reported transactions that occurred after 3/3/2021.
  2. Presidio Management Group XII, L.L.C. (PMG XII), the general partner of U.S. Venture Partners XII, L.P. and U.S. Venture Partners XII-A, L.P. (together, USVP XII), has sole voting and dispositive power with respect to the shares held by USVP XII. The reporting person is a managing member of PMG XII, and shares voting and dispositive power with respect to the shares held by USVP XII. The reporting person disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.