Filing Details
- Accession Number:
- 0001127602-22-009961
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-18 16:35:16
- Reporting Period:
- 2019-03-15
- Accepted Time:
- 2022-03-18 16:35:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1701732 | Altair Engineering Inc. | ALTR | Services-Prepackaged Software (7372) | 382591828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720314 | Ralph James Scapa | C/O Altair Engineering Inc. 1820 E. Big Beaver Rd. Troy MI 48083 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-03-15 | 965 | $0.00 | 965 | No | 4 | A | Indirect | By wife |
| Class A Common Stock | Acquisiton | 2020-03-11 | 896 | $0.00 | 1,861 | No | 4 | A | Indirect | By wife |
| Class A Common Stock | Disposition | 2020-03-17 | 85 | $24.61 | 1,776 | No | 4 | S | Indirect | By wife |
| Class A Common Stock | Disposition | 2021-03-12 | 77 | $59.45 | 1,699 | No | 4 | S | Indirect | By wife |
| Class A Common Stock | Disposition | 2021-03-12 | 4 | $60.54 | 1,695 | No | 4 | S | Indirect | By wife |
| Class A Common Stock | Acquisiton | 2021-03-15 | 83 | $0.00 | 1,778 | No | 4 | A | Indirect | By wife |
| Class A Common Stock | Disposition | 2021-03-16 | 1 | $59.39 | 1,777 | No | 4 | S | Indirect | By wife |
| Class A Common Stock | Disposition | 2021-03-16 | 83 | $60.43 | 1,694 | No | 4 | S | Indirect | By wife |
| Class A Common Stock | Disposition | 2022-03-14 | 92 | $59.96 | 1,602 | No | 4 | S | Indirect | By wife |
| Class A Common Stock | Disposition | 2022-03-16 | 106 | $58.48 | 1,496 | No | 4 | S | Indirect | By wife |
| Class A Common Stock | Disposition | 2022-03-16 | 1 | $59.86 | 1,495 | No | 4 | S | Indirect | By wife |
| Class A Common Stock | Acquisiton | 2022-03-16 | 19,305 | $0.00 | 138,029 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-03-16 | 1,738 | $58.48 | 136,291 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-03-16 | 22 | $59.99 | 136,269 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Indirect | By wife |
| No | 4 | A | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
| No | 4 | A | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-03-16 | 19,305 | $0.00 | 19,305 | $5.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,695 | 2027-06-09 | No | 4 | M | Direct |
Footnotes
- On March 15, 2019, the Reporting Person's wife was granted 965 Class A Common Stock restricted stock units, which vest in 4 equal annual installments commencing March 15, 2020.
- Includes 965 Class A Common Stock restricted stock units that are unvested.
- On March 11, 2020, the Reporting Person's wife was granted 863 Class A Common Stock restricted stock units, which vest in 4 equal annual installments commencing March 11, 2021.
- Includes 1,861 Class A Common Stock restricted stock units that are unvested.
- Includes 1,620 Class A Common Stock restricted stock units that are unvested.
- Includes 1,396 Class A Common Stock restricted stock units that are unvested.
- On March 15, 2021, the Reporting Person's wife was granted 83 Class A Common Stock restricted stock units, which vest in 4 equal annual installments commencing March 15, 2022.
- Includes 1,238 Class A Common Stock restricted stock units that are unvested.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.91 to $59.96 per share, inclusive. The reporting person undertakes to provide to Altair Engineering Inc., any security holder of Altair Engineering Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- Includes 1,014 Class A Common Stock restricted stock units that are unvested.
- Includes 752 Class A Common Stock restricted stock units that are unvested.
- Includes 33,000 Class A Common Stock restricted stock units that are unvested.
- The options vest in 4 equal annual installments commencing June 9, 2018.
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