Filing Details

Accession Number:
0001127602-11-018130
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-01 16:45:32
Reporting Period:
2011-05-31
Filing Date:
2011-06-01
Accepted Time:
2011-06-01 16:45:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399315 Marshall & Ilsley Corp MI State Commercial Banks (6022) 208995389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180800 J Randy Erickson 770 N. Water St.
Milwaukee WI 53202
Svp, Chief Admin. Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-31 3,750 $0.00 307,114 No 4 A Direct
Common Stock Disposition 2011-05-31 1,640 $8.00 305,474 No 4 F Direct
Common Stock Disposition 2011-05-31 1,900 $7.96 303,574 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,457 Indirect By Deferred Compensation Plan
Common Stock 1,299 Indirect By IRA
Common Stock 534 Indirect By Retirement Program
Footnotes
  1. Shares of Marshall & Ilsley Corporation (the "Company") common stock acquired as stock salary by the Reporting Person under the Company's 2010 Equity Incentive Plan. The shares were fully vested at the time of grant, but are subject to transfer restrictions. One third of the stock salary shares will be released from the transfer restrictions on each of June 30, 2012, June 30, 2013 and June 30, 2014. For more information, please see the Current Report on Form 8-K filed by the Company on December 29, 2009.
  2. Pursuant to a marital settlement agreement, Mr. Erickson's ex-spouse has an economic interest in some of the shares. Mr. Erickson reports the full amount of shares in the plan but disclaims beneficial ownership in excess of his pecuniary interest.