Filing Details
- Accession Number:
- 0001127602-11-018130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-01 16:45:32
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-01
- Accepted Time:
- 2011-06-01 16:45:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399315 | Marshall & Ilsley Corp | MI | State Commercial Banks (6022) | 208995389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180800 | J Randy Erickson | 770 N. Water St. Milwaukee WI 53202 | Svp, Chief Admin. Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-31 | 3,750 | $0.00 | 307,114 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-05-31 | 1,640 | $8.00 | 305,474 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-05-31 | 1,900 | $7.96 | 303,574 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32,457 | Indirect | By Deferred Compensation Plan |
Common Stock | 1,299 | Indirect | By IRA |
Common Stock | 534 | Indirect | By Retirement Program |
Footnotes
- Shares of Marshall & Ilsley Corporation (the "Company") common stock acquired as stock salary by the Reporting Person under the Company's 2010 Equity Incentive Plan. The shares were fully vested at the time of grant, but are subject to transfer restrictions. One third of the stock salary shares will be released from the transfer restrictions on each of June 30, 2012, June 30, 2013 and June 30, 2014. For more information, please see the Current Report on Form 8-K filed by the Company on December 29, 2009.
- Pursuant to a marital settlement agreement, Mr. Erickson's ex-spouse has an economic interest in some of the shares. Mr. Erickson reports the full amount of shares in the plan but disclaims beneficial ownership in excess of his pecuniary interest.