Filing Details
- Accession Number:
- 0000895345-22-000339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-17 21:52:12
- Reporting Period:
- 2022-03-15
- Accepted Time:
- 2022-03-17 21:52:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1758730 | Tradeweb Markets Inc. | TW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1771187 | Enrico Bruni | Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036 | Managing Director, Europe/Asia | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-03-15 | 11,046 | $0.00 | 105,941 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2022-03-16 | 300 | $90.00 | 105,641 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022.
- This amount includes (i) 5,359 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 32,158 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,293 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2022 and March 15, 2023, (iv) 18,878 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 11,046 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.
Billionaire Hedge Funds
