Filing Details

Accession Number:
0001493152-22-007206
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-17 21:27:46
Reporting Period:
2022-03-15
Accepted Time:
2022-03-17 21:27:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642380 Oncocyte Corp OCX In Vitro & In Vivo Diagnostic Substances (2835) 271041563
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1807104 Gisela Paulsen 15 Cushing
Irvine CA 92618
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2022-03-17 16,500 $1.20 16,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Acquisiton 2022-03-15 125,000 $0.00 125,000 $1.15
Common Stock Option to Purchase Common Stock Acquisiton 2022-03-15 125,000 $0.00 125,000 $1.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
125,000 2032-03-15 No 4 A Direct
125,000 2032-03-15 No 4 A Direct
Footnotes
  1. The price of $1.198 per share represents a weighted average of prices ranging from $1.180 to $1.200 per share. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price
  2. 25% of the options will become exercisable after one year of continuous service from the effective date of grant, and the balance will become exercisable in 36 equal monthly installments commencing one year after the date of grant subject to continuous service through the applicable vesting date.
  3. Options vest subject to the Issuer's achievement of pre-defined product development, regulatory and financial goals in 2022. 100% of the options will vest on December 31, 2023, if such pre-defined goals have been achieved in 2022, subject to continuous service through the vesting date.