Filing Details
- Accession Number:
- 0000899243-22-011518
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-17 20:59:38
- Reporting Period:
- 2022-03-15
- Accepted Time:
- 2022-03-17 20:59:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492422 | Apellis Pharmaceuticals Inc. | APLS | Pharmaceutical Preparations (2834) | 271537290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496687 | Alec Machiels | C/O Apellis Pharmaceuticals, Inc. 100 Fifth Avenue, 3Rd Floor Waltham MA 02451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-15 | 1,250 | $2.67 | 260,794 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-03-15 | 1,250 | $39.57 | 259,544 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2022-03-15 | 1,250 | $0.00 | 1,250 | $2.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
124,779 | 2023-12-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 250,000 | Indirect | See footnote |
Common Stock | 11,950 | Indirect | See footnote |
Common Stock | 150,000 | Indirect | See footnote |
Footnotes
- The sale reported in this Form 4 where effected pursuant to a written Rule 10b5-1 trading plan adopted by the reported person.
- The shares are held by Bauhaus 1 LLC, which LLC is held by The Irrevocable Agreement of Trust of Alec Machiels (the "Trust"). The reporting person is the managing member of Bauhaus 1 LLC and the trustee of the Trust.
- Owned by the spouse of the reporting person.
- Owned by a trust of which the reporting person is the trustee.
- This option was granted on December 5, 2013 and is fully vested.