Filing Details
- Accession Number:
- 0001852117-22-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-17 20:30:30
- Reporting Period:
- 2022-03-15
- Accepted Time:
- 2022-03-17 20:30:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1852117 | Rockley Photonics Holdings Ltd | RKLY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1302172 | George Andrew Rickman | 234 E Colorado Blvd. #600 Pasadena CA 91101 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Share | Disposition | 2022-03-15 | 12,301 | $3.90 | 18,025,146 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.