Filing Details

Accession Number:
0001852117-22-000092
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-17 20:30:30
Reporting Period:
2022-03-15
Accepted Time:
2022-03-17 20:30:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1852117 Rockley Photonics Holdings Ltd RKLY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1302172 George Andrew Rickman 234 E Colorado Blvd.
#600
Pasadena CA 91101
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Share Disposition 2022-03-15 12,301 $3.90 18,025,146 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.