Filing Details
- Accession Number:
- 0001387467-22-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-17 19:00:50
- Reporting Period:
- 2022-03-15
- Accepted Time:
- 2022-03-17 19:00:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1787488 | Bing Xue | 475 Oakmead Pkwy Sunnyvale CA 94085 | Evp-Ww Sales & Bus Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Share | Acquisiton | 2022-03-15 | 15,000 | $0.00 | 60,287 | No | 4 | A | Direct | |
| Common Share | Disposition | 2022-03-15 | 3,970 | $48.65 | 56,317 | No | 4 | F | Direct | |
| Common Share | Disposition | 2022-03-15 | 3,537 | $48.65 | 52,780 | No | 4 | F | Direct | |
| Common Share | Acquisiton | 2022-03-15 | 3,750 | $0.00 | 56,530 | No | 4 | A | Direct | |
| Common Share | Acquisiton | 2022-03-15 | 15,000 | $0.00 | 71,530 | No | 4 | A | Direct | |
| Common Share | Disposition | 2022-03-16 | 4,024 | $49.79 | 67,506 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- The RSU shall vest in equal annual installments over four (4) years from March 15, 2022, provided that the Reporting Person remains in the Issuer's service through each such vesting date.
- Includes an aggregate of 38,500 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2019, March 16, 2020, March 15, 2021, August 12, 2021, and March 15, 2022 which will be issued as such units vest in accordance with their terms, and excludes 15,000 unvested common shares subject to the PSU granted on March 15, 2022, which may become vested upon achievement of certain corporate performance goals in the future.
- Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of RSU granted on March 15, 2018, March 15, 2019, and March 16, 2020, and March 15, 2021.
- Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of Performance Share Units (PSU) granted on March 15, 2018, March 16, 2020, and March 15, 2021.
- Represents the issuance of common shares upon vesting of one-fourth (1/4) of PSU granted on March 15, 2018. The achievement of specified performance goals for such PSU was certified previously by the Compensation Committee on February 27, 2019, and the issuance common shares thereunder are subject to additional service-based vesting conditions in four equal annual installment commencing in March 2019.
- Represents the vesting of PSU granted on March 15, 2021 upon the achievement of specified performance goals as certified previously by the Compensation Committee on February 24, 2022 and the issuance of shares thereunder is subject to vesting in four equal annual installment commencing in March 2022 provided that the Reporting Person remains in the issuer's service through each such vesting date.
- Includes 11,250 unvested shares subject to the PSU granted on March 15, 2021 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.
- The price reported in Column 4 is the exact price at which all shares were sold.
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