Filing Details
- Accession Number:
- 0001127602-22-009795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-17 18:19:49
- Reporting Period:
- 2022-03-15
- Accepted Time:
- 2022-03-17 18:19:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492422 | Apellis Pharmaceuticals Inc. | APLS | Pharmaceutical Preparations (2834) | 271537290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720634 | Federico Grossi | C/O Apellis Pharmaceuticals, Inc. 100 Fifth Avenue, 3Rd Floor Waltham MA 02451 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-15 | 7,000 | $4.31 | 116,811 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-15 | 375 | $39.57 | 116,436 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-03-15 | 7,000 | $0.00 | 7,000 | $4.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,723 | 2027-08-20 | No | 4 | M | Direct |
Footnotes
- This is a scheduled sale from 10B5-1 trading plan.
- This stock option was granted on 08/21/2017 and is fully vested.
Billionaire Hedge Funds
