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Filing Details

Accession Number:: 0001209191-22-019709
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-17 17:45:55
Reporting Period:: 2022-03-15

Accepted Time:: 2022-03-17 17:45:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Services-Prepackaged Software (7372)	264175727

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1673606	Susan Ledger St.	C/O Okta, Inc. 100 First St, Suite 600 San Francisco CA 94105	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-03-15	10,783	$0.00	38,333	No	4	M	Direct
Class A Common Stock	Disposition	2022-03-16	4,407	$152.92	33,926	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-03-15	2,930	$0.00	36,856	No	4	M	Direct
Class A Common Stock	Disposition	2022-03-16	1,472	$152.92	35,384	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-15	10,783	$0.00	10,783	$0.00
Class A Common Stock	Restricted Stock Units	Acquisiton	2022-03-15	2,930	$0.00	2,930	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-15	2,930	$0.00	2,930	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
32,347	No	4	M	Direct
2,930	No	4	A	Direct
0	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	27	Indirect	By Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00			53,913	53,913	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	53,913	53,913	Direct

Footnotes

Includes 107 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.
Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactionsat prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range setforth in this footnote (3) with regard to the block trade.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
100% of the shares underlying the RSU vested on March 15, 2022.
50% of the shares underlying the RSU vested on September 15, 2021 and the remaining shall vest on September 15, 2022, subject to the Reporting Person's continuous employment with the Issuer on each such date.