Filing Details
- Accession Number:
- 0001104659-22-035130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-17 17:30:44
- Reporting Period:
- 2022-03-15
- Accepted Time:
- 2022-03-17 17:30:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1818874 | Sofi Technologies Inc. | SOFI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1613438 | Anthony Noto | C/O Sofi Technologies, Inc. 234 1St Street San Francisco CA 94105 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-15 | 94,854 | $0.00 | 3,077,024 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-15 | 48,993 | $8.55 | 3,028,031 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2022-03-17 | 34,000 | $8.91 | 3,062,031 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2022-03-15 | 94,854 | $0.00 | 94,854 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,463,698 | No | 4 | M | Direct |
Footnotes
- Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
- The reported transactions were executed in multiple trades. The purchase price of $8.9120 reported in Column 4 is the weighted average purchase price for the 34,000 shares acquired by the Reporting Person within a range of $8.895 to $8.920 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
Billionaire Hedge Funds
