Home > Insider Trading > Filing (0001209191-22-019670)

Filing Details

Accession Number:: 0001209191-22-019670
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-17 17:04:12
Reporting Period:: 2022-03-15

Accepted Time:: 2022-03-17 17:04:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Services-Prepackaged Software (7372)	264175727

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1788037	K Christopher Kramer	C/O Okta 100 First St, Suite 600 San Francisco CA 94105	Chief Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-03-15	1,122	$0.00	12,910	No	4	M	Direct
Class A Common Stock	Disposition	2022-03-16	423	$152.92	12,487	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-03-15	349	$0.00	12,836	No	4	M	Direct
Class A Common Stock	Disposition	2022-03-16	123	$152.92	12,713	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-03-15	88	$0.00	12,801	No	4	M	Direct
Class A Common Stock	Disposition	2022-03-16	31	$152.92	12,770	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-03-15	225	$0.00	12,995	No	4	M	Direct
Class A Common Stock	Disposition	2022-03-16	79	$152.92	12,916	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-03-15	138	$0.00	13,054	No	4	M	Direct
Class A Common Stock	Disposition	2022-03-16	49	$152.92	13,005	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-03-15	337	$0.00	13,342	No	4	M	Direct
Class A Common Stock	Disposition	2022-03-16	119	$152.92	13,223	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-03-15	600	$0.00	13,823	No	4	M	Direct
Class A Common Stock	Disposition	2022-03-16	211	$152.92	13,612	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-15	1,122	$0.00	1,122	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-15	349	$0.00	349	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-15	88	$0.00	88	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-15	225	$0.00	225	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-15	138	$0.00	138	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-15	337	$0.00	337	$0.00
Class A Common Stock	Restricted Stock Units	Acquisiton	2022-03-15	600	$0.00	600	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-15	600	$0.00	600	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,122	No	4	M	Direct
1,750	No	4	M	Direct
528	No	4	M	Direct
1,796	No	4	M	Direct
1,522	No	4	M	Direct
1,011	No	4	M	Direct
600	No	4	A	Direct
0	No	4	M	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Employee Stock Option (Right to Buy)	$103.69	2029-09-18	3,187	3,187	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$142.47	2030-04-14	7,590	7,590	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$274.96	2031-04-21	3,184	3,184	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2029-09-18	3,187	3,187	Direct
2030-04-14	7,590	7,590	Direct
2031-04-21	3,184	3,184	Direct

Footnotes

Includes 17 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.
Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
100% of the shares underlying the RSU vested on March 15, 2022.
25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares subject to the option vested on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.