Filing Details
- Accession Number:
- 0001730168-22-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-17 17:02:58
- Reporting Period:
- 2022-03-15
- Accepted Time:
- 2022-03-17 17:02:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1670643 | H. Thomas Krause | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | President Of Broadcom Sw Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2022-03-15 | 13,137 | $592.76 | 50,823 | No | 4 | F | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2022-03-16 | 13,798 | $585.29 | 37,025 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2022-03-16 | 65 | $586.11 | 36,960 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.
- Includes 36,960 RSUs.
- Transaction executed in multiple trades at prices ranging from $585.02 to $585.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Represents 36,960 RSUs.
Billionaire Hedge Funds
