Home > Insider Trading > Filing (0001604643-22-000070)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604643	Evoqua Water Technologies Corp.	AQUA	Refrigeration & Service Industry Machinery (3580)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768653	Herve Fages	Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-03-16	12,085	$13.91	53,400	No	4	M	Direct
Common Stock	Acquisiton	2022-03-16	8,353	$24.76	61,753	No	4	M	Direct
Common Stock	Disposition	2022-03-16	20,438	$45.00	41,315	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2022-03-16	12,085	$13.91	12,085	$13.91
Common Stock	Stock Option (Right to Buy)	Disposition	2022-03-16	8,353	$24.76	8,353	$24.76

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,938		2029-03-01	No	4	M	Direct
25,062		2031-02-16	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2022.
The amount of these securities includes 34,076 unvested restricted stock units in respect of the issuer's common stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.0000 to $45.0300, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This option vests in four equal installments, three of which occurred on each of March 1, 2020, March 1, 2021, and March 1, 2022, and one of which will occur on March 1, 2023, subject to the reporting person's continued employment with the issuer through such date.
This option vests in four equal installments, one of which occurred on February 16, 2022, and three of which will occur on each of January 1, 2023, January 1, 2024, and January 1, 2025, subject to the reporting person's continued employment with the issuer through each such date.