Filing Details
- Accession Number:
- 0001567619-22-007148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-17 16:33:57
- Reporting Period:
- 2022-03-15
- Accepted Time:
- 2022-03-17 16:33:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1290677 | Turning Point Brands Inc. | TPB | Tobacco Products (2100) | 133961898 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409888 | L.p. General Standard | 767 Fifth Avenue, 12Th Floor New York NY 10153 | No | No | No | Yes | |
1418202 | Soohyung Kim | 767 Fifth Avenue 12Th Floor New York NY 10153 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value ("Common Stock") | Disposition | 2022-03-15 | 680,000 | $28.65 | 1,569,056 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2022-03-15 | 13,878 | $28.65 | 81,346 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | J | Direct |
Footnotes
- The securities reported herein may be deemed to be beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.
- Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- Represents shares of Common Stock of the Issuer granted by Standard General to David Glazek, a partner of Standard General, which for purposes of the grant were valued at $28.65 per share.
- Shares held directly by Standard General. Does not include shares held by Mr. Glazek. Mr. Glazek is also a director of the Issuer and, in that capacity, separately files reports under Section 16. This Form 4 does not report any pecuniary interest of Mr. Glazek in securities of the Issuer.