Filing Details

Accession Number:
0000899243-22-011399
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-17 16:30:17
Reporting Period:
2022-03-15
Accepted Time:
2022-03-17 16:30:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828161 Ftc Solar Inc. FTCI Semiconductors & Related Devices (3674) 814816270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1855935 Patrick Cook C/O Ftc Solar, Inc.
9020 N Capital Of Texas Hwy, Suite I-260
Austin TX 78759
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-03-15 56,492 $5.32 149,674 No 4 S Indirect By Trust
Common Stock Disposition 2022-03-15 56,492 $5.32 149,674 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.
  2. Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.74 to $5.65. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. All of the amounts of securities in this Form 4 reflect an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021.
  4. These shares are owned directly by the Patrick Cook 2021 Trust for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee of the trust and (b) has sole voting and dispositive power with respect to the shares held by the trust. The Reporting Person's spouse has sole power to acquire for herself any assets held in the trust, including the shares, by substituting other property of equivalent value. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
  5. Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.74 to $5.65. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  6. These shares are owned directly by the Cook 2021 Family Trust for the benefit of the Reporting Person's children. The Reporting Person (a) is the sole investment adviser of the trust, (b) has sole power to direct the trustee as to the voting and disposition of the shares held by the trust, and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.