Filing Details
- Accession Number:
- 0001628280-22-006540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-17 16:06:38
- Reporting Period:
- 2022-03-15
- Accepted Time:
- 2022-03-17 16:06:38
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1349132 | Azzurro Capital Inc | C/O First Rock Directors Limited P.o. Box 564 Sovereign Place Gibraltar J1 GX11 1AA | No | No | Yes | No | |
1349156 | Trust 2005 Bartel Ralph | C/O Fedelta Trust Limited 29/31 Athol Street, Omar House Bldg Isle Of Man X0 1M11LB | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-03-15 | 48,375 | $5.45 | 4,335,667 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Footnotes
- Shares were sold by E*TRADE Securities LLC (an involuntary sale by Azzurro Capital Inc.).
- Sale prices for the shares sold ranged from $5.23 to $5.77 per share.
- The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" represents shares held by Azzurro Capital Inc. Ralph Bartel also holds shares directly as an individual, which are reported in a separate Form 4 as they are not shares directly or indirectly held by the Ralph Bartel 2005 Trust or Azzurro Capital Inc.
- Indirect ownership applies to the Ralph Bartel 2005 Trust.