Filing Details

Accession Number:
0001140361-22-009826
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-16 21:03:21
Reporting Period:
2022-03-14
Accepted Time:
2022-03-16 21:03:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1816431 Quantum-Si Inc QSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207108 P Michael Mckenna C/O Quantum-Si Incorporated
530 Old Whitfield Street
Guilford CT 06437
Chief Operating Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2022-03-14 6,581 $4.01 870,669 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Acquisiton 2022-03-15 500,000 $0.00 500,000 $3.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500,000 2032-03-15 No 4 A Direct
Footnotes
  1. The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 12, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $3.95 to $4.12 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Includes 59,811 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 19,939 RSUs vested on March 12, 2022, with 59,811 RSUs vesting in 12 equal quarterly installments thereafter, subject to Dr. McKenna's continued service through the applicable vesting date.
  4. The shares underlying this option vest in equal monthly installments of 2.083% for 48 months beginning on March 31, 2022, subject to Dr. McKenna's continued service through the applicable vesting date.