Filing Details
- Accession Number:
- 0001570585-22-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-16 17:36:23
- Reporting Period:
- 2022-03-14
- Accepted Time:
- 2022-03-16 17:36:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1570585 | Liberty Global Plc | LBTY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1292152 | H Bryan Hall | 161 Hammersmith Road London X0 | Evp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2022-03-14 | 6,466 | $0.00 | 124,534 | No | 4 | A | Direct | |
Class A Ordinary Shares | Disposition | 2022-03-14 | 2,839 | $24.36 | 121,695 | No | 4 | F | Direct | |
Class C Ordinary Shares | Acquisiton | 2022-03-14 | 12,932 | $0.00 | 202,735 | No | 4 | A | Direct | |
Class C Ordinary Shares | Disposition | 2022-03-14 | 5,678 | $24.84 | 197,057 | No | 4 | F | Direct | |
Class C Ordinary Shares | Disposition | 2022-03-15 | 20,000 | $25.09 | 177,057 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Restricted Share Units A | Acquisiton | 2022-03-14 | 808 | $0.00 | 808 | $0.00 |
Class C Ordinary Shares | Restricted Share Units C | Acquisiton | 2022-03-14 | 1,616 | $0.00 | 1,616 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
808 | No | 4 | A | Direct | ||
1,616 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class C Ordinary Shares | 6,235 | Indirect | by 401(k) Plan |
Footnotes
- Class A and Class C ordinary shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2021 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding.
- Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
- Based on the Reporting Person's receipt of shares as part of the Issuer's 2021 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2021 Annual Performance Award program. These RSUs will vest in full on March 1, 2023, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.