Filing Details
- Accession Number:
- 0001567619-22-007051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-16 16:08:25
- Reporting Period:
- 2022-03-14
- Accepted Time:
- 2022-03-16 16:08:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1290677 | Turning Point Brands Inc. | TPB | Tobacco Products (2100) | 133961898 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1843574 | Yavor Efremov | 5201 Interchange Way Louisville KY 40229 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-14 | 9,000 | $29.75 | 9,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-03-14 | 3,478 | $0.00 | 13,637 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (2022) | Acquisiton | 2022-03-14 | 22,810 | $0.00 | 22,810 | $30.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,810 | 2032-03-14 | No | 4 | A | Direct |
Footnotes
- Granted pursuant to the issuer's 2021 Equity Incentive Plan.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
- The reported transaction involved the reporting person's receipt of a grant of 3,478 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 3,478 awarded restricted stock units, 1,159 restricted stock units previously reported in Table II and 9,000 shares of common stock.