Filing Details
- Accession Number:
- 0001628280-22-006290
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-15 17:11:50
- Reporting Period:
- 2022-03-11
- Accepted Time:
- 2022-03-15 17:11:50
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1349132 | Azzurro Capital Inc | C/O First Rock Directors Limited P.o. Box 564 Sovereign Place Gibraltar J1 GX11 1AA | No | No | Yes | No | |
| 1349156 | Trust 2005 Bartel Ralph | C/O Fedelta Trust Limited 29/31 Athol Street, Omar House Bldg Isle Of Man X0 1M11LB | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-03-11 | 61,606 | $6.32 | 4,392,659 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Footnotes
- Shares were sold by E*TRADE Securities LLC (an involuntary sale by Azzurro Capital Inc.).
- Sale prices for the shares sold ranged from $6.00 to $6.80 per share
- The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Further to the Form 4/A filed 3/1/22 amending the Form 4 filed 11/24/21, and considering the transaction reported in the Form 4 filed 12/17/21, the "Amount of Securities Beneficially Owned Following Reported Transaction(s)" represents shares held by Azzurro Capital Inc. Ralph Bartel holds shares directly as an individual, which are disclosed in a separate Form 4 filing as they are not shares directly or indirectly held by the Ralph Bartel 2005 Trust or Azzurro Capital Inc.
- Indirect ownership applies to the Ralph Bartel 2005 Trust.
Billionaire Hedge Funds
