Filing Details
- Accession Number:
- 0001593968-22-000748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-15 14:49:18
- Reporting Period:
- 2022-03-14
- Accepted Time:
- 2022-03-15 14:49:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
738214 | Aemetis Inc | AMTX | Industrial Organic Chemicals (2860) | 261407544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055711 | R John Block | 20400 Stevens Crek Blvd, Suite 700 Cupertino CA 95014 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-03-14 | 35,000 | $12.12 | 54,627 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-03-14 | 35,000 | $1.72 | 89,627 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-03-14 | 1,300 | $12.12 | 53,327 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-03-14 | 18,865 | $12.12 | 34,462 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-03-14 | 10,371 | $12.12 | 24,091 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock And Series B Preferred | Option (right to buy) | Disposition | 2022-03-14 | 35,000 | $1.72 | 35,000 | $1.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-01-20 | 2027-01-19 | No | 4 | M | Direct |
Footnotes
- 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017 and were sold on 3/14/2022 in the open market.
- 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017.
- 1,300 shares, which were acquired from the RSA grant on 1/7/2021, were sold on 3/14/2022 in the open market.
- 18,865 shares, which were acquired from the RSA grant on 4/8/2021, were sold on 3/14/2022 in the open market.
- 10,371 shares, which were acquired from the RSA grant on 1/6/2022, were sold on 3/14/2022 in the open market.
- As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 24,091 shares of the Issuers common stock.