Filing Details
- Accession Number:
- 0001540755-22-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-14 21:58:24
- Reporting Period:
- 2022-03-10
- Accepted Time:
- 2022-03-14 21:58:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1540755 | Anaplan Inc. | PLAN | Services-Prepackaged Software (7372) | 270897861 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1878508 | William Schuh | 50 Hawthorne Street San Francisco CA 94105 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-10 | 5,433 | $0.00 | 18,528 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-11 | 2,069 | $45.93 | 16,459 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-10 | 8,199 | $0.00 | 24,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-11 | 2,968 | $45.94 | 21,690 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2022-03-11 | 5,433 | $0.00 | 5,433 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2022-03-11 | 8,199 | $0.00 | 8,199 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,462 | No | 4 | M | Direct | ||
| 24,597 | No | 4 | M | Direct |
Footnotes
- The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 3 years with 8/36ths of the RSUs vesting on September 10, 2021, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
- Includes 458 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 4 years with 25% of the RSUs vesting on March 10, 2022, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
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