Filing Details

Accession Number:
0001104659-22-033452
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-14 18:31:29
Reporting Period:
2022-03-10
Accepted Time:
2022-03-14 18:31:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1504776 Warby Parker Inc. WRBY Ophthalmic Goods (3851) 800423634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1883353 Abraham David Gilboa C/O Warby Parker Inc.,
233 Spring Street, 6Th Floor East
New York NY 10013
Co-Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-03-10 5,354 $0.00 5,589 No 4 C Direct
Class A Common Stock Disposition 2022-03-10 5,354 $25.00 235 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2022-03-10 3,608 $0.00 3,608 $0.00
Class A Common Stock Restricted Stock Units Disposition 2022-03-10 4,544 $0.00 4,544 $0.00
Class A Common Stock Restricted Stock Units Disposition 2022-03-10 4,331 $0.00 4,331 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2022-03-10 12,483 $0.00 12,483 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-03-10 5,354 $0.00 5,354 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,228 No 4 M Direct
34,987 No 4 M Direct
50,392 No 4 M Direct
6,579,769 No 4 M Direct
6,574,415 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 939,020 939,020 Direct
Class A Common Stock Class B Common Stock $0.00 2,056,770 2,056,770 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
939,020 939,020 Direct
2,056,770 2,056,770 Indirect
Footnotes
  1. Includes 235 shares of Class A Common Stock acquired in a pro rata distribution in-kind, the acquisition of which was exempt from reporting pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
  2. Sale of shares to cover taxes due on restricted stock units that vested, as mandated by the Issuer's equity compensation plan.
  3. Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.
  4. This filing relates to the occurrence of a RSU vesting event.
  5. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on May 1, 2026.
  6. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026.
  7. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028.
  8. The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert intoshares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B common stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B common stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from theboard of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
  9. and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, orotherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.
  10. The restricted stock units will vest in 60 monthly installments beginning on July 1, 2021, will expire on June 15, 2031.