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Filing Details

Accession Number:: 0001104659-22-033452
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-14 18:31:29
Reporting Period:: 2022-03-10

Accepted Time:: 2022-03-14 18:31:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1504776	Warby Parker Inc.	WRBY	Ophthalmic Goods (3851)	800423634

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1883353	Abraham David Gilboa	C/O Warby Parker Inc., 233 Spring Street, 6Th Floor East New York NY 10013	Co-Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2022-03-10	5,354	$0.00	5,589	No	4	C	Direct
Class A Common Stock	Disposition	2022-03-10	5,354	$25.00	235	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-10	3,608	$0.00	3,608	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-10	4,544	$0.00	4,544	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-03-10	4,331	$0.00	4,331	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2022-03-10	12,483	$0.00	12,483	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-03-10	5,354	$0.00	5,354	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,228	No	4	M	Direct
34,987	No	4	M	Direct
50,392	No	4	M	Direct
6,579,769	No	4	M	Direct
6,574,415	No	4	C	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00			939,020	939,020	Direct
Class A Common Stock	Class B Common Stock	$0.00			2,056,770	2,056,770	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	939,020	939,020	Direct
	2,056,770	2,056,770	Indirect

Footnotes

Includes 235 shares of Class A Common Stock acquired in a pro rata distribution in-kind, the acquisition of which was exempt from reporting pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
Sale of shares to cover taxes due on restricted stock units that vested, as mandated by the Issuer's equity compensation plan.
Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.
This filing relates to the occurrence of a RSU vesting event.
The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on May 1, 2026.
The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026.
The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028.
The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert intoshares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B common stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B common stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from theboard of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, orotherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.
The restricted stock units will vest in 60 monthly installments beginning on July 1, 2021, will expire on June 15, 2031.