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Filing Details

Accession Number:: 0000929638-22-000602
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-11 19:35:58
Reporting Period:: 2022-03-09

Accepted Time:: 2022-03-11 19:35:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758057	Luminar Technologies Inc.	LAZR	Motor Vehicle Parts & Accessories (3714)	831804317

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1842577	Hong Jun Heng	C/O Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando FL 32826		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2022-03-09	35,933	$13.50	1,568,022	No	4	S	Indirect	By Press Room LLC
Class A Common Stock	Acquisiton	2022-03-10	2,002	$0.00	1,570,024	No	4	J	Indirect	By Press Room LLC
Class A Common Stock	Acquisiton	2022-03-10	28,110	$0.00	360,012	No	4	J	Indirect	By Heng Zhao JT Revocable Trust
Class A Common Stock	Acquisiton	2022-03-09	32,598	$0.00	74,010	No	4	J	Indirect	By Crescent Cove Luminar SPV, LLC
Class A Common Stock	Disposition	2022-03-09	13,458	$0.00	60,552	No	4	J	Indirect	By Crescent Cove Luminar SPV, LLC
Class A Common Stock	Disposition	2022-03-09	25,510	$13.23	35,042	No	4	S	Indirect	By Crescent Cove Luminar SPV, LLC
Class A Common Stock	Disposition	2022-03-10	9,466	$0.00	25,576	No	4	J	Indirect	By Crescent Cove Luminar SPV, LLC
Class A Common Stock	Disposition	2022-03-10	25,576	$13.20	0	No	4	S	Indirect	By Crescent Cove Luminar SPV, LLC
Class A Common Stock	Acquisiton	2022-03-09	19,056	$0.00	36,074	No	4	J	Indirect	By Crescent Cove Capital LP
Class A Common Stock	Disposition	2022-03-09	12,409	$13.23	23,665	No	4	S	Indirect	By Crescent Cove Capital LP
Class A Common Stock	Disposition	2022-03-10	11,223	$0.00	12,442	No	4	J	Indirect	By Crescent Cove Capital LP
Class A Common Stock	Disposition	2022-03-10	12,442	$13.20	0	No	4	S	Indirect	By Crescent Cove Capital LP
Class A Common Stock	Disposition	2022-03-09	32,598	$0.00	110,825	No	4	J	Indirect	By CC Holdings IV, LLC
Class A Common Stock	Disposition	2022-03-09	47,920	$13.23	62,905	No	4	S	Indirect	By CC Holdings IV, LLC
Class A Common Stock	Disposition	2022-03-10	14,868	$0.00	48,037	No	4	J	Indirect	By CC Holdings IV, LLC
Class A Common Stock	Disposition	2022-03-10	48,037	$13.20	0	No	4	S	Indirect	By CC Holdings IV, LLC
Class A Common Stock	Acquisiton	2022-03-09	31,611	$0.00	885,606	No	4	J	Indirect	By Crescent Cove Capital II LP
Class A Common Stock	Acquisiton	2022-03-09	35,577	$0.00	711,012	No	4	J	Indirect	By Crescent Cove Opportunity Fund LP
Class A Common Stock	Disposition	2022-03-09	7,107	$0.00	703,905	No	4	J	Indirect	By Crescent Cove Opportunity Fund LP
Class A Common Stock	Disposition	2022-03-09	37,209	$0.00	2,921	No	4	J	Indirect	By CC Holdings I LLC
Class A Common Stock	Acquisiton	2022-03-09	7,107	$0.00	10,028	No	4	J	Indirect	By CC Holdings I LLC
Class A Common Stock	Disposition	2022-03-09	4,308	$13.23	5,720	No	4	S	Indirect	By CC Holdings I LLC
Class A Common Stock	Disposition	2022-03-10	1,401	$0.00	4,319	No	4	J	Indirect	By CC Holdings I LLC
Class A Common Stock	Disposition	2022-03-10	4,319	$13.20	0	No	4	S	Indirect	By CC Holdings I LLC
Class A Common Stock	Disposition	2022-03-10	7,107	$0.00	0	No	4	J	Indirect	By CC Holdings IX Co-Invest Fund, LP
Class A Common Stock	Disposition	2022-03-09	16,853	$13.23	17,933	No	4	S	Indirect	By Crescent Cove LTI-SPV, LP
Class A Common Stock	Disposition	2022-03-10	16,897	$13.20	1,036	No	4	S	Indirect	By Crescent Cove LTI-SPV, LP
Class A Common Stock	Disposition	2022-03-10	1,036	$0.00	0	No	4	J	Indirect	By Crescent Cove LTI-SPV, LP
Class A Common Stock	Disposition	2022-03-09	35,577	$0.00	227,128	No	4	J	Indirect	By Crescent Cove Opportunity Foreign Intermediary, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Press Room LLC
No	4	J	Indirect	By Press Room LLC
No	4	J	Indirect	By Heng Zhao JT Revocable Trust
No	4	J	Indirect	By Crescent Cove Luminar SPV, LLC
No	4	J	Indirect	By Crescent Cove Luminar SPV, LLC
No	4	S	Indirect	By Crescent Cove Luminar SPV, LLC
No	4	J	Indirect	By Crescent Cove Luminar SPV, LLC
No	4	S	Indirect	By Crescent Cove Luminar SPV, LLC
No	4	J	Indirect	By Crescent Cove Capital LP
No	4	S	Indirect	By Crescent Cove Capital LP
No	4	J	Indirect	By Crescent Cove Capital LP
No	4	S	Indirect	By Crescent Cove Capital LP
No	4	J	Indirect	By CC Holdings IV, LLC
No	4	S	Indirect	By CC Holdings IV, LLC
No	4	J	Indirect	By CC Holdings IV, LLC
No	4	S	Indirect	By CC Holdings IV, LLC
No	4	J	Indirect	By Crescent Cove Capital II LP
No	4	J	Indirect	By Crescent Cove Opportunity Fund LP
No	4	J	Indirect	By Crescent Cove Opportunity Fund LP
No	4	J	Indirect	By CC Holdings I LLC
No	4	J	Indirect	By CC Holdings I LLC
No	4	S	Indirect	By CC Holdings I LLC
No	4	J	Indirect	By CC Holdings I LLC
No	4	S	Indirect	By CC Holdings I LLC
No	4	J	Indirect	By CC Holdings IX Co-Invest Fund, LP
No	4	S	Indirect	By Crescent Cove LTI-SPV, LP
No	4	S	Indirect	By Crescent Cove LTI-SPV, LP
No	4	J	Indirect	By Crescent Cove LTI-SPV, LP
No	4	J	Indirect	By Crescent Cove Opportunity Foreign Intermediary, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	18,559	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.54, inclusive. The reporting person undertakes to provide to Luminar Technologies, Inc., any security holder of Luminar Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Crescent Cove Capital GP, LLC, Crescent Cove Capital II GP, LLC, and Crescent Cove Opportunity GP, LP (collectively "General Partner") are the general partners of the Crescent Cove entities. Crescent Cove Capital Management, LLC and Crescent Cove Advisors, LP (collectively "Investment Manager") are the investment managers of the Crescent Cove entities. Mr. Heng is the managing member of the General Partner and the Investment Manager of the Crescent Cove entities, and therefore, may be deemed to hold voting and dispositive power over the shares held by the Crescent Cove entities.
The reporting person manages Press Room LLC and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC.
On March 10, 2022, Press Room LLC received the following shares from the following entities in a distribution from such entities for no consideration: 254 shares from CC Holdings IV, LLC; 748 shares from Crescent Cove Luminar SPV, LLC; 664 shares from CC Holdings I LLC; and 336 shares from Crescent Cove Capital LP.
On March 10, 2022, Heng Zhao JT Revocable Trust received the following shares from the following entities in distributions from such entities for no consideration: 6,584 shares from the general partner of CC Holdings IV LLC; 7,855 shares from the general partner of Crescent Cove Luminar SPV, LLC; 664 shares from the general partner of CC Holdings I LLC; 10,474 shares from the general partner of Crescent Cove Capital LP; 1,191 shares from Crescent Cove Capital II LP; 642 shares from CC Holdings IX Co-Invest Fund, LP; 700 shares from the general partner of Crescent Cove LTI-SPV, LP.
On March 10, 2022, CC Holdings IX Co-Invest Fund, LP distributed 7,107 shares pro rata to its investors for no consideration. In such distribution Heng Zhao JT Revocable Trust received 642 shares.
On March 9, 2022, Crescent Cove Luminar SPV, LLC received a distribution of 32,598 shares from CC Holdings IV LLC for no consideration. On March 9, 2022 Crescent Cove Luminar SPV, LLC distributed 13,458 shares to Crescent Cove Capital LP for no consideration.
On March 10, 2022, Crescent Cove Luminar SPV, LLC distributed 8,718 shares to its general partner for no consideration and 748 shares to Press Room LLC for no consideration.
On March 9, 2022, Crescent Cove Capital LP received (i) 5,598 shares from CC Holdings I LLC in a distribution for no consideration; and (ii) 13,458 shares from CC Luminar SPV, LLC for no consideration.
On March 10, 2022, Crescent Cove Capital LP distributed 10,887 shares to its general partner for no consideration and distributed 336 shares transfer to Press Room LLC for no consideration.
On March 9, 2022, Crescent Cove Opportunity Fund LP received 35,577 shares from Crescent Cove Opportunity Foreign Intermediary, LLC for no consideration. On March 9, 2022, Crescent Cove Opportunity Fund LP distributed 7,107 shares to CC Holdings I LLC for no consideration.
On March 9, 2022, Crescent Cove Opportunity Foreign Intermediary, LLC distributed 35,577 shares to Crescent Cove Opportunity Fund LP for no consideration.
On March 9, 2022, CC Holdings I LLC distributed (i) 5,598 shares to Crescent Cove Capital LP for no consideration; and (ii) 31,611 shares to Crescent Cove Capital II LP for no consideration. On March 9, 2022 CC Holdings I LLC received 7,107 shares from Crescent Cove Opportunity Fund LP for no consideration.
On March 10, 2022, CC Holdings I LLC distributed (i) 737 shares transfer to its general partner for no consideration; and (ii) 664 shares to Press Room LLC for no consideration.
On March 9, 2022, CC Holdings IV LLC distributed 32,598 shares to Crescent Cove Luminar SPV, LLC for no consideration.
On March 10, 2022, CC Holdings IV LLC distributed 14,614 shares to its general partner for no consideration and distributed 254 shares to Press Room LLC for no consideration.
On March 9, 2022, Crescent Cove Capital II LP received 31,611 shares in a distribution from CC Holdings I LLC for no consideration.
On March 9, 2002, Crescent Cove Opportunity Fund LP distributed 7,107 shares to CC Holdings I LLC for no consideration.
On March 10, 2022, Crescent Cove LTI-SPV, LP distributed 1,036 shares to its general partner for no consideration.