Filing Details

Accession Number:
0001140361-22-009228
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-11 19:32:24
Reporting Period:
2022-03-09
Accepted Time:
2022-03-11 19:32:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1675033 Great Elm Capital Corp. GECC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458693 A Matthew Drapkin C/O Great Elm Capital Corp.
800 South Street, Suite 230
Waltham MA 02453
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-09 617 $14.70 617 No 4 P Direct
Common Stock Acquisiton 2022-03-09 1,000 $14.70 48,195 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 47,335 Indirect See Footnote
Common Stock 131,606 Indirect See Footnote
Footnotes
  1. Represents shares of common stock purchased by Northern Right Capital Management, L.P., a Texas limited partnership ("Northern Right Management"), on behalf of separate managed accounts on behalf of an investment advisory client (the "Managed Accounts").
  2. Represents shares of common stock held directly by NRC Partners I, L.P. ("NRC Partners").
  3. Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").
  4. As general partner and investment manager of NRC Partners and Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of common stock held by NRC Partners and Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.
  5. (continued from footnote 4) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.