Home > Insider Trading > Filing (0000899243-22-010757)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1868726	Olaplex Holdings Inc.	OLPX	Perfumes, Cosmetics & Other Toilet Preparations (2844)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1883069	Eric Tiziani	C/O Olaplex Holdings, Inc. 1178 Coast Village Rd, Suite 1-520 Santa Barbara CA 93108	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-03-10	20,000	$14.78	20,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (Right to Buy)	Acquisiton	2021-09-29	770,850	$0.00	770,850	$3.34
Common Stock	Option (Right to Buy)	Acquisiton	2021-09-29	579,150	$0.00	579,150	$3.34

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
770,850		2031-06-07	No	4	A	Direct
579,150		2031-06-22	No	4	A	Direct

Footnotes

The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $14.74 to $14.79, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
These stock options were granted prior to the initial public offering of the common stock, par value $0.001 per share ("Common Stock"), of Olaplex Holdings, Inc. (the "Company"), pursuant to a reorganization of the Company completed on September 29, 2021. These transactions were exempt from Section 16(b) in reliance upon Rule 16b-3 and are being reported herein pursuant to Rule 16a-2(a).
This option vests as to the underlying shares of Common Stock of the Company, in five equal installments on each of June 7, 2022, June 7, 2023, June 7, 2024, June 7, 2025, and June 7, 2026.
This option is vested as to 193,050 shares of Common Stock underlying this option, and vests as to one third of the remaining portion of the underlying shares of Common Stock in equal installments on each of the first three anniversaries of October 4, 2021, the date of consummation of the initial public offering of the Company's Common Stock.