Filing Details
- Accession Number:
- 0001249323-11-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-01 11:52:51
- Reporting Period:
- 2011-05-27
- Filing Date:
- 2011-06-01
- Accepted Time:
- 2011-06-01 11:52:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224095 | J Steven Gomo | 495 East Java Drive Sunnyvale CA 94089 | Executive Vp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-27 | 50,000 | $20.61 | 68,236 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-27 | 70,000 | $29.24 | 138,236 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-27 | 54,087 | $23.79 | 192,323 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-27 | 47,916 | $20.69 | 240,239 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-27 | 222,003 | $55.11 | 18,236 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-27 | 50,000 | $0.00 | 50,000 | $20.61 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-27 | 47,916 | $0.00 | 47,916 | $20.69 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-27 | 54,087 | $0.00 | 54,087 | $23.79 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-27 | 70,000 | $0.00 | 70,000 | $29.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-09-01 | No | 4 | M | Direct | |
| 52,084 | 2016-05-31 | No | 4 | M | Direct | |
| 20,913 | 2015-06-01 | No | 4 | M | Direct | |
| 0 | 2015-05-31 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $54.72 to $55.36. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Option vests with respect to 50% of the option shares on the second anniversary of the grant date and the balance in a series of equal monthly installments over the next 24 months of service thereafter.
- Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
Billionaire Hedge Funds
