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Home > Insider Trading > Filing (0000927628-22-000112)

Filing Details

Accession Number:: 0000927628-22-000112
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-11 16:16:16
Reporting Period:: 2021-03-16

Accepted Time:: 2022-03-11 16:16:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927628	Capital One Financial Corp	COF	National Commercial Banks (6021)	541719854

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1848752	A. Craig Williams	1680 Capital One Drive Mclean VA 22102		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-03-16	11	$129.11	1,838	No	4	S	Direct
Common Stock	Disposition	2021-03-17	3	$128.63	1,835	No	4	S	Direct
Common Stock	Acquisiton	2021-06-10	4	$159.25	1,839	No	4	P	Direct
Common Stock	Acquisiton	2021-06-11	5	$160.02	1,844	No	4	P	Direct
Common Stock	Acquisiton	2021-06-14	19	$158.43	1,863	No	4	P	Direct
Common Stock	Disposition	2021-07-21	3	$164.25	1,860	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	S	Direct

Footnotes

The reporting person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 3 shares, with the reporting person's sale of 3 shares of common stock on July 21, 2021. The reporting person will pay to Issuer the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.