Filing Details
- Accession Number:
- 0001209191-11-032045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-01 11:08:43
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-01
- Accepted Time:
- 2011-06-01 11:08:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1395226 | Sam Bhaumik | C/O Hercules Technology Growth Capital 400 Hamilton Avenue Palo Alto CA 94301 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.001 Par Value | Disposition | 2011-05-31 | 20,000 | $10.77 | 196,945 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |