Filing Details
- Accession Number:
- 0001415889-22-002868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-10 20:46:06
- Reporting Period:
- 2022-03-08
- Accepted Time:
- 2022-03-10 20:46:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1708527 | Aziyo Biologics Inc. | AZYO | Biological Products, (No Disgnostic Substances) (2836) | 474790334 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1825799 | Thomas Englese | C/O Aziyo Biologics, Inc. 12510 Prosperity Drive, Suite 370 Silver Spring MD 20904 | Chief Commercial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-03-08 | 938 | $0.00 | 6,883 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-03-10 | 276 | $0.00 | 6,607 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Acquisiton | 2022-03-08 | 31,000 | $0.00 | 31,000 | $5.08 |
Class A Common Stock | Restricted Stock Units | Acquisiton | 2022-03-08 | 8,700 | $0.00 | 8,700 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2022-03-08 | 938 | $0.00 | 938 | $0.00 |
Class A Common Stock | Restricted Stock Units | Acquisiton | 2022-03-08 | 15,390 | $0.00 | 15,390 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,000 | 2032-03-08 | No | 4 | A | Direct | |
8,700 | No | 4 | A | Direct | ||
2,812 | No | 4 | M | Direct | ||
15,390 | No | 4 | A | Direct |
Footnotes
- Restricted stock units convert into shares of Class A Common Stock on a one-for-one basis.
- Includes 857 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.16 to $5.34. The Reporting Person undertakes to provide Aziyo Biologics, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The option vests as to 25% of the shares on March 8, 2023 and in 12 equal quarterly installments thereafter, such that the option shall be fully vested and exercisable on March 8, 2026.
- Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.
- The restricted stock units vest if the Issuer's Class A Common Stock achieves a price per share equal to or greater than $10.00 for any period of thirty (30) consecutive trading days prior to March 8, 2024.
- On March 8, 2021, the Reporting Person was granted 3,750 restricted stock units, vesting in four substantially equal annual installments beginning in March 8, 2022.
- The restricted stock units vest on September 8, 2022, subject to the Reporting Person's continuous employment with the Issuer through such vesting date.