Filing Details
- Accession Number:
- 0001604643-22-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-10 16:30:51
- Reporting Period:
- 2022-03-08
- Accepted Time:
- 2022-03-10 16:30:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768653 | Herve Fages | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-08 | 12,381 | $13.91 | 53,696 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-08 | 12,381 | $43.00 | 41,315 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-09 | 20,347 | $13.91 | 61,662 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-03-09 | 20,644 | $23.63 | 82,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-09 | 36,712 | $43.00 | 45,594 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-03-09 | 4,279 | $44.00 | 41,315 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-03-08 | 12,381 | $13.91 | 12,381 | $13.91 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-03-09 | 20,347 | $13.91 | 20,347 | $13.91 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-03-09 | 20,644 | $23.63 | 20,644 | $23.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,370 | 2029-03-01 | No | 4 | M | Direct | |
| 27,023 | 2029-03-01 | No | 4 | M | Direct | |
| 20,644 | 2030-02-14 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2022.
- The amount of these securities includes 34,076 unvested restricted stock units in respect of the issuer's common stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.0000 to $43.0100, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option vests in four equal installments, three of which occurred on each of March 1, 2020, March 1, 2021, and March 1, 2022, and one of which will occur on March 1, 2023, subject to the reporting person's continued employment with the issuer through such date.
- This option vests in four equal installments, two of which occurred on each of January 1, 2021 and January 1, 2022, and two of which will occur on January 1, 2023 and January 1, 2024, subject to the reporting person's continued employment with the issuer through such dates.
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