Filing Details
- Accession Number:
- 0001455863-22-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-10 16:28:42
- Reporting Period:
- 2022-03-08
- Accepted Time:
- 2022-03-10 16:28:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1455863 | Americold Realty Trust | COLD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229401 | C Thomas Novosel | 10 Glenlake Parkway South Tower, Suite 600 Atlanta GA 30328 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Acquisiton | 2022-03-08 | 1,229 | $0.00 | 15,465 | No | 4 | M | Direct | |
| Common Shares Of Beneficial Interest | Acquisiton | 2022-03-08 | 1,148 | $0.00 | 16,613 | No | 4 | M | Direct | |
| Common Shares Of Beneficial Interest | Acquisiton | 2022-03-08 | 1,323 | $0.00 | 17,936 | No | 4 | M | Direct | |
| Common Shares Of Beneficial Interest | Disposition | 2022-03-08 | 1,097 | $27.02 | 16,839 | No | 4 | F | Direct | |
| Common Shares Of Beneficial Interest | Disposition | 2022-03-09 | 9,000 | $27.52 | 7,839 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Restricted Stock Units | Disposition | 2022-03-08 | 1,229 | $0.00 | 1,229 | $0.00 |
| Common Shares Of Beneficial Interest | Restricted Stock Units | Disposition | 2022-03-08 | 1,148 | $0.00 | 1,148 | $0.00 |
| Common Shares Of Beneficial Interest | Restricted Stock Units | Disposition | 2022-03-08 | 1,323 | $0.00 | 1,323 | $0.00 |
| Common Shares Of Beneficial Interest | Performance OP Profits Units | Acquisiton | 2022-03-08 | 4,626 | $0.00 | 4,626 | $0.00 |
| Common Shares Of Beneficial Interest | Restricted Stock Units | Acquisiton | 2022-03-08 | 4,626 | $0.00 | 4,626 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,458 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 1,325 | No | 4 | M | Direct | ||
| 9,252 | No | 4 | A | Direct | ||
| 0 | No | 4 | A | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. The common shares were sold in multiple transactions at prices ranging from $27.53 to $27.60, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
- Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company"). The RSUs vested one-third on March 8, 2022 and the remainder will vest ratable on March 8, 2023 and 2024.
- Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested ratably on each of March 8, 2020, 2021 and 2022.
- Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested one-third on each of March 8, 2021 and 2022 and the remainder will vest on March 8, 2023.
- Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2022 - Dec 31, 2024). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal.
- Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.
- Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on March 8, 2023, 2024 and 2025.
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