Filing Details

Accession Number:
0001181431-11-033771
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-05-31 21:13:09
Reporting Period:
2010-12-31
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 21:13:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897715 Phillip Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-03 2,500 $3.52 1,951,042 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-03-30 36,000 $3.58 1,987,042 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-05-13 2,000 $5.25 1,989,042 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-05-18 13,878 $4.81 2,002,920 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-05-25 1,000 $4.84 2,003,920 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-05-26 30,300 $5.05 2,034,220 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-05-28 2,000 $5.02 2,036,220 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-09 5,200 $4.66 2,041,420 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-17 2,100 $5.05 2,043,520 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-18 1,000 $5.06 2,044,520 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-21 1,000 $5.08 2,045,520 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-22 8,500 $4.90 2,054,020 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-23 18,535 $4.73 2,072,555 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-24 4,151 $4.76 2,076,706 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-28 23,823 $5.05 2,100,529 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-29 9,000 $4.68 2,109,529 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-06-30 5,900 $4.70 2,115,429 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-07-01 500 $4.65 2,115,929 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-07-06 800 $4.87 2,116,729 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-07-07 800 $4.87 2,117,529 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-07-09 1,000 $5.13 2,118,529 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-07-14 16,800 $5.05 2,135,329 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-07-21 14,500 $5.05 2,149,829 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-12-21 13,000 $5.34 2,162,829 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-12-22 3,000 $5.24 2,165,829 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-07-15 4,700 $4.95 403,129 No 4 P Direct
Common Stock Acquisiton 2008-08-26 5,000 $4.66 408,129 No 4 P Direct
Common Stock Acquisiton 2008-08-27 8,560 $4.63 416,689 No 4 P Direct
Common Stock Acquisiton 2008-09-05 1,000 $5.01 417,689 No 4 P Direct
Common Stock Acquisiton 2008-09-08 17,126 $4.84 434,815 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.49 to $3.58, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1 through 24 in this Form 5.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $3.61, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.21 to $5.30, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $5.14, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.99 to $5.26, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.97 to $5.10, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.79, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $5.06, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.89 to $4.90, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.67 to $4.85, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.85, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.92 to $5.17, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.71, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.66 to $4.73, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.81 to $4.89, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.81 to $4.89, inclusive.
  17. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.14, inclusive.
  18. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.01 to $5.10, inclusive.
  19. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.33 to $5.36, inclusive.
  20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.21 to $5.25, inclusive.
  21. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.66, inclusive.
  22. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.61 to $4.66, inclusive.
  23. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.89 to $5.12, inclusive.
  24. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.72 to $4.97, inclusive.
  25. Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, therein.