Filing Details

Accession Number:
0001181431-11-033768
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-05-31 21:00:38
Reporting Period:
2010-12-31
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 21:00:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
946589 Jason Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
Secretary Yes Yes Yes No
1298063 Icarus Investment Corp. 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-03 2,500 $3.52 1,951,042 No 4 P Direct
Common Stock Acquisiton 2010-03-30 36,000 $3.58 1,987,042 No 4 P Direct
Common Stock Acquisiton 2010-05-13 2,000 $5.25 1,989,042 No 4 P Direct
Common Stock Acquisiton 2010-05-18 13,878 $4.81 2,002,920 No 4 P Direct
Common Stock Acquisiton 2010-05-25 1,000 $4.84 2,003,920 No 4 P Direct
Common Stock Acquisiton 2010-05-26 30,300 $5.05 2,034,220 No 4 P Direct
Common Stock Acquisiton 2010-05-28 2,000 $5.02 2,036,220 No 4 P Direct
Common Stock Acquisiton 2010-06-09 5,200 $4.66 2,041,420 No 4 P Direct
Common Stock Acquisiton 2010-06-17 2,100 $5.05 2,043,520 No 4 P Direct
Common Stock Acquisiton 2010-06-18 1,000 $5.06 2,044,520 No 4 P Direct
Common Stock Acquisiton 2010-06-21 1,000 $5.08 2,045,520 No 4 P Direct
Common Stock Acquisiton 2010-06-22 8,500 $4.90 2,054,020 No 4 P Direct
Common Stock Acquisiton 2010-06-23 18,535 $4.73 2,072,555 No 4 P Direct
Common Stock Acquisiton 2010-06-24 4,151 $4.76 2,076,706 No 4 P Direct
Common Stock Acquisiton 2010-06-28 23,823 $5.05 2,100,529 No 4 P Direct
Common Stock Acquisiton 2010-06-29 9,000 $4.68 2,109,529 No 4 P Direct
Common Stock Acquisiton 2010-06-30 5,900 $4.70 2,115,429 No 4 P Direct
Common Stock Acquisiton 2010-07-01 500 $4.65 2,115,929 No 4 P Direct
Common Stock Acquisiton 2010-07-06 800 $4.87 2,116,729 No 4 P Direct
Common Stock Acquisiton 2010-07-07 800 $4.87 2,117,529 No 4 P Direct
Common Stock Acquisiton 2010-07-09 1,000 $5.13 2,118,529 No 4 P Direct
Common Stock Acquisiton 2010-07-14 16,800 $5.05 2,135,329 No 4 P Direct
Common Stock Acquisiton 2010-07-21 14,500 $5.05 2,149,829 No 4 P Direct
Common Stock Acquisiton 2010-12-21 13,000 $5.34 2,162,829 No 4 P Direct
Common Stock Acquisiton 2010-12-22 3,000 $5.24 2,165,829 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,161,770 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant (right to buy) $9.07 2006-12-28 2016-12-28 250,000 250,000 Direct
Common Stock 6% Convertible Debenture (right to buy) $4.00 2009-11-26 2014-11-26 550,000 550,000 Direct
Common Stock 6% Convertible Debenture (right to buy) $4.00 2009-11-26 2014-11-26 200,000 200,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-28 250,000 250,000 Direct
2014-11-26 550,000 550,000 Direct
2014-11-26 200,000 200,000 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.49 to $3.58, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1 through 20 in this Form 5.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $3.61, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.21 to $5.30, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $5.14, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.99 to $5.26, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.97 to $5.10, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.79, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $5.06, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.89 to $4.90, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.67 to $4.85, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.85, inclusive
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.92 to $5.17, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.71, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.66 to $4.73, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.81 to $4.89, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.81 to $4.89, inclusive.
  17. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.14, inclusive.
  18. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.01 to $5.10, inclusive.
  19. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.33 to $5.36, inclusive.
  20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.21 to $5.25, inclusive.
  21. These securities are owned directly by Icarus Investment Corp., a ten percent owner of the issuer, and indirectly by Jason DeZwirek as an officer of the corporation. Jason DeZwirek is a director, officer (secretary), and ten percent owner of the issuer.
  22. These securities are owned solely by Jason DeZwirek.